The Patent Prosecution Highway

By: Ana Esther Urquizo.

The Patent Prosecution Highway (PPH) seeks to streamline the substantive examination of a patent application that was also filed in one of the countries with which the Mexican Institute of Industrial Property (IMPI) has entered into a cooperation agreement of this type. It also seeks to remove duplication of work between offices.

The IMPI has signed this program with various patent offices, such as the United States Patent and Trademark Office (USPTO), the Japan Patent Office (JPO), the Spanish Patent and Trademark Office (SPTO), the Korean Intellectual Property Office (KIPO), the China National Intellectual Property Administration (CNIPA), the Canadian Intellectual Property Office (CIPO) and the Intellectual Property Office of Singapore (IPOS).

The foregoing is based on article 118 of the Federal Law for the Protection of Industrial Property, contained in chapter VI "Patent Prosecution", which establishes the following:

"Article 118.-The Institute may enter into inter-institutional agreements on patent matters, to facilitate the exchange and use of work, related to search, substantive examination or its equivalent, including technical assistance, as well as the making available of search and examination results".

To participate in the PPH program it is required -according to the provisions of the IMPI Guide on Inventions, Patents and Utility Models published in the IMPI web page on January 06, 2021-, that:

  • The substantive examination of the Mexican application has not begun.
  • The Mexican patent application and the application whose substantive examination serves as the basis for the accelerated patent procedure (the "corresponding application") comply with any of the relationships provided for in the relevant agreement.
  • In the corresponding application there is at least one claim determined as patentable/grantable.
  • All the claims of the Mexican patent application correspond to the claims determined as patentable/grantable.

A writ requesting this accelerated examination should be submitted to the IMPI after the filing of the patent application, but prior to the substantive examination. The relevant writ should include, among others, the following:

a) Copy of the relevant official actions to determine the patentability of the application, accompanied by their translation into Spanish language,

(b) Copy of the claims that have been referred to as patentable/grantable by the relevant patent office, accompanied by their translation into Spanish,

(c) References cited by the examiner, and

(d) Claim correspondence table in Spanish indicating how all the claims of the Mexican application correspond to the patentable/grantable claim(s) in the corresponding application.

The IMPI will decide whether the patent application may be subject to the PPH examination once the period of observations on the patentability of the invention has concluded. If accepted, its turn for examination will be advanced; the legal requirements should have been met, too.

If the requirements to access the PPH are not met, it is possible to re-file the petition to amend the errors pointed out by the IMPI taking into consideration the corresponding requirements. If the second petition neither complies with all the above requirements, the patent application will be subject to a normal examination, or if the second petition is filed once the substantive examination has begun, the second petition will be dismissed.

This timeline shows the steps that are followed with and without accelerated examination under the PPH. 1

Finally, in addition to the PPH, there is the Parallel Patent Grant Agreement (PPG) between the IMPI and the USPTO, the purpose of which is to contribute to the study of patent applications to expedite the corresponding procedures. Unlike the PPH, the study under the PPG does not have to be requested in writing; the exchange of information takes place between the offices. There is also a similar agreement with the European Patent Office called Reinforced Partnership (RP). 

In all cases, the IMPI - in cooperation with other patent offices - seeks to speed up the substantive examinations of patents and increase the efficiency of its work.   

Restructuring

Müggenburg, Gorches and Peñalosa's restructuring practice includes representation of corporate debtors, hedge funds, in various industries, etc., in restructuring proceedings and bankruptcy equivalents (insolvency proceedings).

Mergers & Acquisitions

We provide services in acquisitions, sales, mergers, spin-offs, reorganizations and co-investments, representing national and foreign clients operating in various industrial and commercial sectors.

Corporate /Transactional

At Müggenburg, Gorches y Peñalosa we provide legal services in all aspects of corporate law practice. Our group of professionals in this area has years of experience providing services to both national and international clients, with the most diverse needs and the highest standards of demand and sophistication in the service. Among our clientele are leading companies in their sectors worldwide, such as automotive, cosmetics, hotels and tourism, food industry, aeronautical industry, computer programs and systems, suppliers of the oil industry, technology, among others.

We advise our clients on the constitution of Mexican companies (commercial and civil) and associations, attending to the needs derived from the industry and/or commerce segment in which they focus their activities and their medium and long-term plans, also providing services for compliance with the regulatory requirements that may apply, including those derived from direct foreign investment, economic competition and obtaining the necessary licenses and permits for its operation. Our services also extend to the provision of corporate services within the ordinary course of business of our clients, including advice on the preparation, review and negotiation of all types of civil and commercial contracts, and the custody, updating and maintenance of corporate books. . We also provide services related to the opening and management of branches in Mexico of foreign companies.

We represent national and foreign corporate and/or investment groups in the acquisition of, and/or merger with, Mexican business entities, and on other occasions we also represent acquired Mexican entities. In both cases, we provide legal audit services to foresee possible contingencies of the operation, locate areas of opportunity and help determine the value of the company to be acquired. Likewise, in representing the acquirer, we prepare the legal documentation of the operation (specifically contracts for the sale of shares and/or association, with all its annexes and accessory contracts), and we carry out their negotiation with the counterparty. Likewise, in these cases we participate directly in the processing and obtaining of any authorizations, permits, licenses and concession titles required for the operation of our clients, and we advise on notices and notifications to government entities, including notifications of resolutions and opinions of the Federal Economic Competition Commission.

We provide advisory services for corporate restructuring and reorganization, also including international corporate groups with a presence in Mexico. In these cases we have worked in coordination with groups of financial and accounting advisors both from Mexico and abroad, and we have coordinated legal audits of subsidiaries of entities acquired in several Latin American countries (Argentina, Brazil, Chile, Colombia and Peru, among others, with local legal advisers in each case).

We advise on operations of association in participation, "joint-ventures", preparation and negotiation of agreements between shareholders, merger and spin-off of legal entities, establishment of trusts of any type, constitution of guarantees on any type of property, repurchase of shares by of companies listed on the Mexican Stock Exchange, as well as in the structure of purchase option plans and other types of specialized corporate operations.

We also provide services for the development of mechanisms that allow the efficient and effective anticipation and management of potential conflicts between shareholders; in this regard, we have represented groups of shareholders of Mexican companies in the implementation of corporate actions to defend their interests against the rest of the shareholders and the Company itself on internal corporate control issues, generally in coordination with litigation areas in matters commercial and civil.

Depending on each particular project or operation, we rely on other specialty areas of the Firm, in order to provide comprehensive services, under the highest standards of quality and efficiency.

Mergers & Acquisitions

We provide services in acquisitions, sales, mergers, spin-offs, reorganizations and co-investments, representing national and foreign clients operating in various industrial and commercial sectors.

Restructuring (Corporate and Financial)

Müggenburg, Gorches and Peñalosa's restructuring practice includes representation of corporate debtors, hedge funds, in various industries, etc., in restructuring proceedings and bankruptcy equivalents (insolvency proceedings).